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Financial ADVSR advisor directory · SEC adviser records

Osaic Wealth, Inc. financial advisors in Brea, CA

Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Brea, A to Z.

5 registered advisors work at Osaic Wealth, Inc. in Brea, out of 7,289 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Osaic Wealth, Inc. advisors in Brea, A to Z

Every Osaic Wealth, Inc. advisor →

Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Wealth, Inc. advisors in other cities

Scottsdale, AZ 298Omaha, NE 54Raleigh, NC 51San Diego, CA 49Houston, TX 47Maumee, OH 47Irvine, CA 45Honolulu, HI 43Rochester, NY 40Lincoln, NE 39Overland Park, KS 37Southfield, MI 37Wichita, KS 36Melville, NY 35Dallas, TX 33

Other firms in Brea

All Brea advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Investlinc Wealth Services 4

Questions

How many financial advisors does Osaic Wealth, Inc. have in Brea?

5 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Osaic Wealth, Inc. one of the largest advisor employers in Brea?

Osaic Wealth, Inc. ranks number 12 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.

How do I check a Osaic Wealth, Inc. advisor in Brea?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.