Adviser and broker representative · Syndicated Capital, Inc.
K P. Lee
CRD 5587214 · Brea, CA
At a glance
K P. Lee is an investment adviser representative with Syndicated Capital, Inc. in Brea, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on K’s SEC record dates to 2014, about 12 years ago. K is also registered as a broker representative.
Current advisory firm
- Syndicated Capital, Inc.Since March 2014Brea, CA · $142M in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 4 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
K’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.