Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Syndicated Capital, Inc. financial advisors in Brea, CA

Every SEC-registered investment adviser representative at a Syndicated Capital, Inc. office in Brea, A to Z.

The short answer

4 registered advisors work at Syndicated Capital, Inc. in Brea, out of 9 at the firm nationwide; it ranks number 16 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Syndicated Capital, Inc. advisors in Brea, A to Z

Every Syndicated Capital, Inc. advisor →

Syndicated Capital, Inc. advisors in every city and state →Syndicated Capital, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Syndicated Capital, Inc. advisors in other cities

Costa Mesa, CA 1Doylestown, PA 1Flushing, NY 1Honolulu, HI 1Monrovia, CA 1

Other firms in Brea

All Brea advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5

Questions

How many financial advisors does Syndicated Capital, Inc. have in Brea?

4 investment adviser representatives are registered at Syndicated Capital, Inc. offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Syndicated Capital, Inc. one of the largest advisor employers in Brea?

Syndicated Capital, Inc. ranks number 16 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.

How do I check a Syndicated Capital, Inc. advisor in Brea?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Syndicated Capital, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.