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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Flushing, NY

Every SEC-registered investment adviser representative at a firm office in Flushing, with the firms that employ the most of them.

82 registered advisors work in Flushing; the most are at J.P. Morgan Securities LLC (19). 5 list the CFP designation and 77 are also registered broker representatives.

Firms with the most advisors in Flushing

FirmAdvisors in Flushing
J.P. Morgan Securities LLC news19
Transamerica Financial Advisors, LLC12
Park Avenue Securities LLC7
Eagle Strategies LLC6
Cetera Investment Advisers LLC news5
MML Investors Services, LLC4
Td Private Client Wealth LLC4
Hsbc Securities (USA) Inc.3
LPL Financial LLC news3
Citigroup Global Markets Inc. news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
State Farm Investment Management Corp.2
Citizens Securities, Inc.1
Equitable Advisors, LLC news1
Hhl Wealth Advisors Inc.1
LPL Enterprise, LLC news1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
Ronald A. Bartlett & Associates, Ltd.1
Santander Securities LLC1
Strategic Advisers LLC1
Syndicated Capital, Inc.1
The Profolio Group, LLC1
Transglobal Advisory, LLC1
Zou Capital Management LLC1

Advisors in Flushing, A to Z

CFP advisors in Flushing →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Flushing, NY?

82 investment adviser representatives are registered at firm offices in Flushing, New York, according to the SEC's Investment Adviser Public Disclosure records. 77 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Flushing?

J.P. Morgan Securities LLC, with 19 registered advisors in Flushing, followed by Transamerica Financial Advisors, LLC with 12.

How do I check a financial advisor in Flushing?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.