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Financial ADVSR advisor directory · SEC adviser records

Lighthouse Financial Services Inc. financial advisors in Brea, CA

Every SEC-registered investment adviser representative at a Lighthouse Financial Services Inc. office in Brea, A to Z.

The short answer

4 registered advisors work at Lighthouse Financial Services Inc. in Brea, out of 4 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Lighthouse Financial Services Inc. advisors in Brea, A to Z

Every Lighthouse Financial Services Inc. advisor →

Lighthouse Financial Services Inc. advisors in every city and state →Lighthouse Financial Services Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Brea

All Brea advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5

Questions

How many financial advisors does Lighthouse Financial Services Inc. have in Brea?

4 investment adviser representatives are registered at Lighthouse Financial Services Inc. offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Lighthouse Financial Services Inc. one of the largest advisor employers in Brea?

Lighthouse Financial Services Inc. ranks number 14 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.

How do I check a Lighthouse Financial Services Inc. advisor in Brea?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Lighthouse Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.