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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ladera Ranch, CA

Every SEC-registered investment adviser representative at a firm office in Ladera Ranch, with the firms that employ the most of them.

30 registered advisors work in Ladera Ranch; the most are at J.P. Morgan Securities LLC (3). 3 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Ladera Ranch

FirmAdvisors in Ladera Ranch
J.P. Morgan Securities LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Strategic Advisers LLC3
Depaolo & May Strategic Wealth LLC2
Edward Jones news2
Salt Capital Wealth Management, LLC2
Alpha Strategies Investment Consulting1
Eagle Strategies LLC1
Evergreen Capital Holdings, LLC1
Focus Partners Wealth, LLC1
LPL Enterprise, LLC news1
Lee Financial Group1
Nautilus Advisors LLC1
Oakley Capital Group1
State Farm Investment Management Corp.1
Stifel, Nicolaus & Company, Incorporated news1
Thielen Capital Corporation1
U.S. Bancorp Advisors, LLC1
UBS Financial Services Inc. news1
Vest Financial LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Ladera Ranch, A to Z

CFP advisors in Ladera Ranch →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Ladera Ranch, CA?

30 investment adviser representatives are registered at firm offices in Ladera Ranch, California, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Ladera Ranch?

J.P. Morgan Securities LLC, with 3 registered advisors in Ladera Ranch, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 3.

How do I check a financial advisor in Ladera Ranch?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.