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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Simi Valley, CA

Every SEC-registered investment adviser representative at a firm office in Simi Valley, with the firms that employ the most of them.

117 registered advisors work in Simi Valley; the most are at Hbw Advisory Services LLC (45). 0 list the CFP designation and 57 are also registered broker representatives.

Firms with the most advisors in Simi Valley

FirmAdvisors in Simi Valley
Hbw Advisory Services LLC45
Ameriprise Financial Services, LLC news5
Commonwealth Financial Network news5
LPL Financial LLC news5
Strategic Advisers LLC5
Cetera Investment Advisers LLC news4
Monarch Plan Advisors4
State Farm Investment Management Corp.4
Thrivent Investment Management Inc.4
Centaurus Financial, Inc.3
Edward Jones news3
J.P. Morgan Securities LLC news3
Pfs Investments Inc.3
3(38) Investment Fiduciaries2
Ai Financial, Inc.1
Bridge The Gap Retirement Planners1
Citigroup Global Markets Inc. news1
Core Planning1
D.A. Davidson & Co.1
Integrity Financial Advisors, LLC1
Kevin Kennedy, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Mission Wealth Management, LP1
Northwestern Mutual Investment Services, LLC1
Osaic Wealth, Inc. news1

Advisors in Simi Valley, A to Z

Search all of California →

Other cities in California

All of California →

San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Simi Valley, CA?

117 investment adviser representatives are registered at firm offices in Simi Valley, California, according to the SEC's Investment Adviser Public Disclosure records. 57 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Simi Valley?

Hbw Advisory Services LLC, with 45 registered advisors in Simi Valley, followed by Ameriprise Financial Services, LLC with 5.

How do I check a financial advisor in Simi Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.