Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Simi Valley, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Simi Valley, A to Z.

The short answer

3 registered advisors work at LPL Financial LLC in Simi Valley, out of 21,098 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

LPL Financial LLC advisors in Simi Valley, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Simi Valley

All Simi Valley advisors →

Hbw Advisory Services LLC 35Ameriprise Financial Services, LLC 5Commonwealth Financial Network 4Monarch Plan Advisors 4Thrivent Investment Management Inc. 4Centaurus Financial, Inc. 3Cetera Investment Advisers LLC 3Edward Jones 3Pfs Investments Inc. 3State Farm Investment Management Corp. 3Strategic Advisers LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Simi Valley?

3 investment adviser representatives are registered at LPL Financial LLC offices in Simi Valley, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Simi Valley?

LPL Financial LLC ranks number 9 in Simi Valley by registered advisors; Hbw Advisory Services LLC has the most, with 35.

How do I check a LPL Financial LLC advisor in Simi Valley?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.