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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Palm Springs, CA

Every SEC-registered investment adviser representative at a firm office in Palm Springs, with the firms that employ the most of them.

The short answer

28 registered advisors work in Palm Springs; the most are at Edward Jones (4). 4 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Palm Springs

FirmAdvisors in Palm Springs
Edward Jones news4
LPL Financial LLC news3
J.P. Morgan Securities LLC news2
MML Investors Services, LLC2
Morgan Stanley news2
Anthony J. Mancini, I.A.1
Cambridge Investment Research Advisors, Inc. news1
Commonwealth Financial Network news1
Compass Rose Financial Planning & Investment Management1
Drm Wealth Management1
Independent Financial Group, LLC1
Kcd Financial, Inc.1
Luke Capital1
PNC Wealth Management LLC1
Planmember Securities Corporation1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
Tcp Asset Management, LLC1
U.S. Bancorp Advisors, LLC1
UBS Financial Services Inc. news1

Advisors in Palm Springs, A to Z

CFP advisors in Palm Springs →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Palm Springs, CA?

28 investment adviser representatives are registered at firm offices in Palm Springs, California, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Palm Springs?

Edward Jones, with 4 registered advisors in Palm Springs, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Palm Springs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.