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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Sherman Oaks, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Sherman Oaks, A to Z.

The short answer

13 registered advisors work at UBS Financial Services Inc. in Sherman Oaks, out of 8,476 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

UBS Financial Services Inc. advisors in Sherman Oaks, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Sherman Oaks

All Sherman Oaks advisors →

LPL Enterprise, LLC 29Morgan Stanley 26LPL Financial LLC 17Hilltop Securities Inc. 14Highline Wealth Partners 13J.P. Morgan Securities LLC 6Bankers Life Advisory Services, Inc. 3Edward Jones 3Strategic Advisers LLC 3Tiaa-Cref Individual & Institutional Services, LLC 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Sherman Oaks?

13 investment adviser representatives are registered at UBS Financial Services Inc. offices in Sherman Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Sherman Oaks?

UBS Financial Services Inc. ranks number 6 in Sherman Oaks by registered advisors; LPL Enterprise, LLC has the most, with 29.

How do I check a UBS Financial Services Inc. advisor in Sherman Oaks?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.