Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Sherman Oaks, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Sherman Oaks, A to Z.
The short answer
17 registered advisors work at LPL Financial LLC in Sherman Oaks, out of 21,098 at the firm nationwide; it ranks number 3 in the city by advisors. 3 list the CFP designation and 17 are also registered broker representatives.
LPL Financial LLC advisors in Sherman Oaks, A to Z
Every LPL Financial LLC advisor →- Robert J. BryarAlso a broker rep
- Timothy G. FitzgeraldAlso a broker rep
- Andrew J. FlemingCertified Financial Planner · Also a broker rep
- Lusine L. GabrielyanAlso a broker rep
- Evan B. GrayAlso a broker rep
- Deborah F. LeeAlso a broker rep
- Kurt W. MacmillanAlso a broker rep
- Thomas H. MinorAlso a broker rep
- Lorand N. ParenteauCertified Financial Planner · Also a broker rep
- James R. PhillipsAlso a broker rep
- Michael A. ResnikAlso a broker rep
- Dennis F. RoseAlso a broker rep
- Tori L. SamuelCertified Financial Planner · Also a broker rep
- Francesco SetolaAlso a broker rep
- Christine C. SternAlso a broker rep
- Connie WinokurAlso a broker rep
- Debbie WinokurAlso a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67
Other firms in Sherman Oaks
All Sherman Oaks advisors →LPL Enterprise, LLC 29Morgan Stanley 26Hilltop Securities Inc. 14Highline Wealth Partners 13UBS Financial Services Inc. 12J.P. Morgan Securities LLC 6Bankers Life Advisory Services, Inc. 3Edward Jones 3Strategic Advisers LLC 3Tiaa-Cref Individual & Institutional Services, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Sherman Oaks?
17 investment adviser representatives are registered at LPL Financial LLC offices in Sherman Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 3 list the CFP designation and 17 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Sherman Oaks?
LPL Financial LLC ranks number 3 in Sherman Oaks by registered advisors; LPL Enterprise, LLC has the most, with 29.
How do I check a LPL Financial LLC advisor in Sherman Oaks?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.