Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Hilltop Securities Inc. financial advisors in Sherman Oaks, CA

Every SEC-registered investment adviser representative at a Hilltop Securities Inc. office in Sherman Oaks, A to Z.

The short answer

14 registered advisors work at Hilltop Securities Inc. in Sherman Oaks, out of 150 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 14 are also registered broker representatives.

Hilltop Securities Inc. advisors in Sherman Oaks, A to Z

Every Hilltop Securities Inc. advisor →

Hilltop Securities Inc. advisors in every city and state →Hilltop Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Hilltop Securities Inc. advisors in other cities

Dallas, TX 70Austin, TX 9Plano, TX 9Monterey, CA 7San Diego, CA 7Roseville, CA 6Memphis, TN 4Norman, OK 3Sherman, TX 3Amarillo, TX 2Fort Worth, TX 2Houston, TX 2New York, NY 2Oklahoma City, OK 2San Francisco, CA 2

Other firms in Sherman Oaks

All Sherman Oaks advisors →

LPL Enterprise, LLC 29Morgan Stanley 26LPL Financial LLC 17Highline Wealth Partners 13UBS Financial Services Inc. 12J.P. Morgan Securities LLC 6Bankers Life Advisory Services, Inc. 3Edward Jones 3Strategic Advisers LLC 3Tiaa-Cref Individual & Institutional Services, LLC 3

Questions

How many financial advisors does Hilltop Securities Inc. have in Sherman Oaks?

14 investment adviser representatives are registered at Hilltop Securities Inc. offices in Sherman Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 150 nationwide. 0 list the CFP designation and 14 are also registered as broker representatives.

Is Hilltop Securities Inc. one of the largest advisor employers in Sherman Oaks?

Hilltop Securities Inc. ranks number 4 in Sherman Oaks by registered advisors; LPL Enterprise, LLC has the most, with 29.

How do I check a Hilltop Securities Inc. advisor in Sherman Oaks?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hilltop Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.