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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sherman Oaks, CA

Every SEC-registered investment adviser representative at a firm office in Sherman Oaks, with the firms that employ the most of them.

The short answer

160 registered advisors work in Sherman Oaks; the most are at LPL Enterprise, LLC (29). 18 list the CFP designation and 130 are also registered broker representatives.

Firms with the most advisors in Sherman Oaks

FirmAdvisors in Sherman Oaks
LPL Enterprise, LLC news29
Morgan Stanley news26
LPL Financial LLC news17
Hilltop Securities Inc.14
Highline Wealth Partners13
UBS Financial Services Inc. news12
J.P. Morgan Securities LLC news6
Bankers Life Advisory Services, Inc.3
Edward Jones news3
Strategic Advisers LLC3
Tiaa-Cref Individual & Institutional Services, LLC3
Davidson Kahn Capital Management, LLC2
Highline Asset Management, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Wealth, Inc. news2
Wells Fargo Advisors Financial Network, LLC news2
Wells Fargo Clearing Services, LLC news2
Beverly Hills Financial Planners, LLC1
Billfold Budget Counseling1
Black Card Circle1
Capital Client Group, Inc.1
Cetera Investment Advisers LLC news1
Citigroup Global Markets Inc. news1
Encompass More Asset Management LLC1
Equitable Advisors, LLC news1

Advisors in Sherman Oaks, A to Z

CFP advisors in Sherman Oaks →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Sherman Oaks, CA?

160 investment adviser representatives are registered at firm offices in Sherman Oaks, California, according to the SEC's Investment Adviser Public Disclosure records. 130 of them are also registered as broker representatives, and 18 list the CFP designation.

Which firm has the most financial advisors in Sherman Oaks?

LPL Enterprise, LLC, with 29 registered advisors in Sherman Oaks, followed by Morgan Stanley with 26.

How do I check a financial advisor in Sherman Oaks?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.