Financial ADVSR advisor directory · SEC adviser records
LPL Enterprise, LLC financial advisors in Sherman Oaks, CA
Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Sherman Oaks, A to Z.
The short answer
29 registered advisors work at LPL Enterprise, LLC in Sherman Oaks, out of 2,869 at the firm nationwide; it ranks number 1 in the city by advisors. 4 list the CFP designation and 29 are also registered broker representatives.
LPL Enterprise, LLC advisors in Sherman Oaks, A to Z
Every LPL Enterprise, LLC advisor →- George J. AlexopoulosAlso a broker rep
- Robert P. BeamerAlso a broker rep
- Lauro A. BraganzaChartered Financial Consultant · Also a broker rep
- Sean CarrollAlso a broker rep
- Marivic DarAlso a broker rep
- Michael M. HanAlso a broker rep
- Miguel A. HernandezAlso a broker rep
- Andrew R. HewittAlso a broker rep
- Alec HongAlso a broker rep
- Nathaniel A. HuckAlso a broker rep
- Michael R. JohnsonAlso a broker rep
- Cameron KashaniAlso a broker rep
- Michael P. KimAlso a broker rep
- Michael A. LiraAlso a broker rep
- William MaiAlso a broker rep
- Spencer S. MillerCertified Financial Planner · Also a broker rep
- Jeffrey P. NewittCertified Financial Planner · Also a broker rep
- Casimir B. NoconAlso a broker rep
- Clara S. ParkCertified Financial Planner · Also a broker rep
- Aleksander P. RassekhiAlso a broker rep
- Hyunseon RoeAlso a broker rep
- Guillermo A. SaadeAlso a broker rep
- Zachary D. SaboAlso a broker rep
- Frank SunAlso a broker rep
- Jeffrey T. TanakaAlso a broker rep
- Zhihua TangAlso a broker rep
- Phillip VertinCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Gianluca VitaglianoAlso a broker rep
- Jordan K. YoshitakeAlso a broker rep
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LPL Enterprise, LLC advisors in other cities
Irvine, CA 59Bedminster, NJ 58Troy, MI 57Indianapolis, IN 52Melville, NY 45Holmdel, NJ 42Warrington, PA 41Atlanta, GA 40St Louis, MO 39New York, NY 37Cockeysville, MD 35Houston, TX 35St Louis Park, MN 33Tampa, FL 33San Jose, CA 31
Other firms in Sherman Oaks
All Sherman Oaks advisors →Morgan Stanley 26LPL Financial LLC 17Hilltop Securities Inc. 14Highline Wealth Partners 13UBS Financial Services Inc. 12J.P. Morgan Securities LLC 6Bankers Life Advisory Services, Inc. 3Edward Jones 3Strategic Advisers LLC 3Tiaa-Cref Individual & Institutional Services, LLC 3
Questions
How many financial advisors does LPL Enterprise, LLC have in Sherman Oaks?
29 investment adviser representatives are registered at LPL Enterprise, LLC offices in Sherman Oaks, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 nationwide. 4 list the CFP designation and 29 are also registered as broker representatives.
Is LPL Enterprise, LLC one of the largest advisor employers in Sherman Oaks?
LPL Enterprise, LLC ranks number 1 in Sherman Oaks by registered advisors, ahead of Morgan Stanley (26).
How do I check a LPL Enterprise, LLC advisor in Sherman Oaks?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.