Financial ADVSR advisor directory · SEC adviser records
Hilltop Securities Inc. financial advisors in Roseville, CA
Every SEC-registered investment adviser representative at a Hilltop Securities Inc. office in Roseville, A to Z.
The short answer
6 registered advisors work at Hilltop Securities Inc. in Roseville, out of 150 at the firm nationwide; it ranks number 27 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.
Hilltop Securities Inc. advisors in Roseville, A to Z
Every Hilltop Securities Inc. advisor →- Vince A. CaruanaAlso a broker rep
- James H. HardingAlso a broker rep
- Cliff J. MillemannAlso a broker rep
- David K. NielsenAlso a broker rep
- Dennis RobberechtAlso a broker rep
- Gary S. WallerCertified Financial Planner · Also a broker rep
Hilltop Securities Inc. advisors in every city and state →Hilltop Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Hilltop Securities Inc. advisors in other cities
Dallas, TX 70Sherman Oaks, CA 14Austin, TX 9Plano, TX 9Monterey, CA 7San Diego, CA 7Memphis, TN 4Norman, OK 3Sherman, TX 3Amarillo, TX 2Fort Worth, TX 2Houston, TX 2New York, NY 2Oklahoma City, OK 2San Francisco, CA 2
Other firms in Roseville
All Roseville advisors →Wells Fargo Clearing Services, LLC 65Merrill Lynch, Pierce, Fenner & Smith Incorporated 49Morgan Stanley 35Robert W. Baird & Co. Incorporated 34Ameriprise Financial Services, LLC 28LPL Financial LLC 27Strategic Advisers LLC 23Osaic Wealth, Inc. 21Principal Securities, Inc. 18Cetera Investment Advisers LLC 15D.A. Davidson & Co. 15Eagle Strategies LLC 15
Questions
How many financial advisors does Hilltop Securities Inc. have in Roseville?
6 investment adviser representatives are registered at Hilltop Securities Inc. offices in Roseville, California, according to the SEC's Investment Adviser Public Disclosure records, out of 150 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.
Is Hilltop Securities Inc. one of the largest advisor employers in Roseville?
Hilltop Securities Inc. ranks number 27 in Roseville by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 65.
How do I check a Hilltop Securities Inc. advisor in Roseville?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hilltop Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.