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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in La Habra, CA

Every SEC-registered investment adviser representative at a firm office in La Habra, with the firms that employ the most of them.

13 registered advisors work in La Habra; the most are at J.P. Morgan Securities LLC (3). 3 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in La Habra

FirmAdvisors in La Habra
J.P. Morgan Securities LLC news3
MML Investors Services, LLC3
Strategic Advisers LLC2
Edward Jones news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
State Farm Investment Management Corp.1
UBS Financial Services Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in La Habra, A to Z

CFP advisors in La Habra →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in La Habra, CA?

13 investment adviser representatives are registered at firm offices in La Habra, California, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in La Habra?

J.P. Morgan Securities LLC, with 3 registered advisors in La Habra, followed by MML Investors Services, LLC with 3.

How do I check a financial advisor in La Habra?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.