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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Garden Grove, CA

Every SEC-registered investment adviser representative at a firm office in Garden Grove, with the firms that employ the most of them.

41 registered advisors work in Garden Grove; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (5). 4 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Garden Grove

FirmAdvisors in Garden Grove
Merrill Lynch, Pierce, Fenner & Smith Incorporated news5
J.P. Morgan Securities LLC news4
LPL Enterprise, LLC news4
LPL Financial LLC news3
Citigroup Global Markets Inc. news2
First Command Advisory Services2
Wilson Financial Advisors, LLC2
Ameriprise Financial Services, LLC news1
Braypark Wealth Management1
Cetera Investment Advisers LLC news1
Eagle Strategies LLC1
Edward Jones news1
Fisher Investments news1
Integrated Wealth Concepts LLC1
Life Planning Advisors LLC1
MML Investors Services, LLC1
Osaic Institutions, Inc. news1
Osaic Wealth, Inc. news1
Packerland Brokerage Services, Inc.1
R.E.A.l. Coach1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
Thrivent Investment Management Inc.1
U.S. Bancorp Advisors, LLC1
UBS Financial Services Inc. news1

Advisors in Garden Grove, A to Z

CFP advisors in Garden Grove →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Garden Grove, CA?

41 investment adviser representatives are registered at firm offices in Garden Grove, California, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Garden Grove?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 5 registered advisors in Garden Grove, followed by J.P. Morgan Securities LLC with 4.

How do I check a financial advisor in Garden Grove?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.