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Financial ADVSR advisor directory · SEC adviser records

LPL Enterprise, LLC financial advisors in Garden Grove, CA

Every SEC-registered investment adviser representative at a LPL Enterprise, LLC office in Garden Grove, A to Z.

The short answer

4 registered advisors work at LPL Enterprise, LLC in Garden Grove, out of 2,869 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Enterprise, LLC advisors in Garden Grove, A to Z

Every LPL Enterprise, LLC advisor →

LPL Enterprise, LLC advisors in every city and state →LPL Enterprise, LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Enterprise, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Enterprise, LLC advisors in other cities

Irvine, CA 59Bedminster, NJ 58Troy, MI 57Indianapolis, IN 52Melville, NY 45Holmdel, NJ 42Warrington, PA 41Atlanta, GA 40St Louis, MO 39New York, NY 37Cockeysville, MD 35Houston, TX 35St Louis Park, MN 33Tampa, FL 33San Jose, CA 31

Other firms in Garden Grove

All Garden Grove advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 5J.P. Morgan Securities LLC 4First Command Advisory Services 3

Questions

How many financial advisors does LPL Enterprise, LLC have in Garden Grove?

4 investment adviser representatives are registered at LPL Enterprise, LLC offices in Garden Grove, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,869 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Enterprise, LLC one of the largest advisor employers in Garden Grove?

LPL Enterprise, LLC ranks number 3 in Garden Grove by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 5.

How do I check a LPL Enterprise, LLC advisor in Garden Grove?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Enterprise, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.