Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Oakland, CA
Every SEC-registered investment adviser representative at a firm office in Oakland, with the firms that employ the most of them.
282 registered advisors work in Oakland; the most are at Morgan Stanley (51). 37 list the CFP designation and 183 are also registered broker representatives.
Firms with the most advisors in Oakland
Advisors in Oakland, A to Z
CFP advisors in Oakland →- Linda O. AdefioyeMercer Global Advisors Inc.
- Joseph L. AldridgeJla Investment Management
- Kellen D. AliMorgan Stanley
- Ryan J. AmadorMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Justin AmenValic Financial Advisors, Inc.
- Cassandra S. AndersonValic Financial Advisors, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Gregory P. AndersonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sean P. AndersonMorgan Stanley
- Luke A. AndreassenCharles Schwab & Co., Inc.
- Donna M. AndrewsMorgan Stanley
- Alexander L. AnnekerState Farm Investment Management Corp.
- Leon P. AugustineCambridge Investment Research Advisors, Inc.
- Wahidah AzizFrec
- Adrian M. AzofeifaLiberty Wealth Management, LLC
- James W. BabsonCharles Schwab & Co., Inc. · Chartered Financial Analyst
- Christian C. BatchelderChristian Curry Batchelder, Cfp · Certified Financial Planner
- Patricia L. BaxterBrookstone Capital Management LLC
- Shanna BeardenMorgan Stanley
- Michael W. BeardsleyInternet Securities
- Nicholas B. BellDunvegan Associates Inc.
- John A. BellamyWealth Enhancement Advisory Services, LLC · Certified Financial Planner, Chartered Financial Analyst
- Traci L. BilasMorgan Stanley
- Brent A. BowersForusall
- Nickolas BowersLiberty Wealth Management, LLC
- Milton Boyd Jr.Bapcd, Inc.
- Jeffrey L. BreiningerMorgan Stanley
- Egan F. BrownMorgan Stanley
- Philip M. CamiciaMorgan Stanley
- Michael J. CastroContango Wealth Management LLC · Certified Financial Planner
- Rosario ChaconWealth-Source Financial · Certified Financial Planner
- Amy ChanStrategic Advisers LLC
- Jack J. ChangTaibay Wealth Management LLC · Certified Financial Planner
- Cheryl L. CharneyAmerican Investors Company
- Robindronath P. ChatterjeeGwn Securities Inc.
- Ann ChenJ.P. Morgan Securities LLC
- Becky B. ChenRockefeller Financial LLC
- Minyi N. ChenQubed Capital, LLC · Chartered Financial Analyst
- Yu ChenJ.P. Morgan Securities LLC
- Alan Chen-OkStrategic Advisers LLC
- Christopher M. ChequerMorgan Stanley
- Virginia V. ChoiceMorgan Stanley
- Sunil ChowdryFalcon Bridge Capital · Chartered Financial Analyst
- Lisa G. ClaycombInfinity Financial Services Advisory
- Fay M. ClintonWells Fargo Clearing Services, LLC
- Sean F. Cook IIMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Thomas R. CroxtonPrivate Advisor Group, LLC
- Cassandra R. CummingsRc Wealth Management
- Catherine CurtisCurtis Financial Planning · Certified Financial Planner
- Richard A. Daum Jr.Morgan Stanley
- Nicholas A. Del JuncoLiberty Wealth Management, LLC
- Maria D. Del RioMorgan Stanley
- Mark C. DevitoInfinity Financial Services Advisory
- Vanessa A. DonavilleIn Touch Financial Services
- H J. DrobenaireFalcon Bridge Capital
- Joseph DuboseStrategic Advisers LLC
- Crystal L. DykstraCharles Schwab & Co., Inc. · Certified Financial Planner
- Katharine C. EarhartFairlight Advisors
- Brandy N. EbronLPL Financial LLC · Chartered Financial Consultant
- Gillette T. EdmundsRockridge Money Management LLC
- Roger EscobarInfinity Financial Services Advisory
- Leila M. Esmaili ZamoraMorgan Stanley
- Diana EspinozaStrategic Advisers LLC
- Todd J. EvansJ.P. Morgan Securities LLC
- Naomi A. Evans-JallohMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Vernita M. ExumVanguard Personalized Indexing Management · Chartered Financial Analyst
- William M. Fay IIIJ.P. Morgan Securities LLC
- Gerald A. FeglerContango Wealth Management LLC
- Rick T. FelixMorgan Stanley
- Annamarie G. FormicolaWealth Enhancement Advisory Services, LLC
- Joseph C. FrankWells Fargo Clearing Services, LLC
- James A. FrazinCommunitas Financial Planning Pbc · Certified Financial Planner
- Ryan A. FreedCharles Schwab & Co., Inc.
- Joseph B. FuquaGranite Capital
- Diane Garcia SpiegelWealth Enhancement Advisory Services, LLC
- Jeremy GeeCharles Schwab & Co., Inc.
- Gregory B. GilbertInfinity Financial Services Advisory
- Kathryn E. GiljeJust Futures
- Larry P. GinsburgWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Marco GodwinLPL Financial LLC
- Michael P. GomezWells Fargo Clearing Services, LLC
- Douglas E. GrauInfinity Financial Services Advisory
- Stephanie E. GreenMorgan Stanley
- Nicholas H. GumsLPL Financial LLC
- Jing-Yang GuoCharles Schwab & Co., Inc.
- Wahid A. HaidariJ.P. Morgan Securities LLC
- Candace C. HamiltonLiberty Wealth Management, LLC
- Benjamin R. HammerVanguard Personalized Indexing Management · Chartered Financial Analyst
- Jeri R. HansmannForusall
- Susan M. HardingMorgan Stanley
- Alexander J. HarmsenGlobal Predictions Inc.
- Roscoe H. Harris IIIInfinity Financial Services Advisory
- Andy S. HawkeyOsaic Wealth, Inc. · Certified Financial Planner
- Kenny HellerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Rory D. HendersonOsaic Wealth, Inc.
- Ivan HenriquezInfinity Financial Services Advisory
- Mark B. HersmanCharles Schwab & Co., Inc.
- Margaret C. HillerMorgan Stanley · Certified Financial Planner
- Jason D. HofmannCommonwealth Financial Network
- Claire D. HollanderLiberty Wealth Management, LLC
- David J. HollanderLiberty Wealth Management, LLC
- Andrew C. HolmbergBerkeley Partners Management, LLC
- Benjamin A. HoltzMcAdam LLC
- Russell P. HuebschleMorgan Stanley
- Michael L. HugInfinity Financial Services Advisory
- Austin HuntMML Investors Services, LLC
- Elizabeth HusserlIntegrity Alliance, LLC.
- Tommy HuynhMorgan Stanley · Certified Financial Planner
- Lydia E. IdemFm Capital Group
- Alvaro Illan FernandezTrigofi · Certified Financial Planner
- Michael D. InmanCharles Schwab & Co., Inc.
- Kameron R. JacksonLiberty Wealth Management, LLC
- Cathy I. Jackson-GentGlobal Investment Company
- Scott B. JacobsWerba Rubin Papier Wealth Management, LLC
- Joseph O. JaokoCharles Schwab & Co., Inc.
- Patricia L. JennerjohnFocused Finances, LLC · Certified Financial Planner
- Jordan JohalLiberty Wealth Management, LLC
- Charles T. Johnson IIIMorgan Stanley
- Everett L. Johnson IIILPL Financial LLC · Chartered Financial Analyst
- Patricia E. JohnsonRaise Financial Advisors LLC
- Robyn M. JohnsonMorgan Stanley
- Trinh D. JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Barbara JolliffeOsaic Wealth, Inc. · Certified Financial Planner
- Bradford S. JonesInfinity Financial Services Advisory
- Raunak T. JosephCharles Schwab & Co., Inc.
- Mark KalinowskiStrategic Advisers LLC
- John S. KelsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sabrina A. KheirolomoomMorgan Stanley
- Carla J. KorenMorgan Stanley
- Jeremy N. KormanPinecone Financial
- Rachel L. KosslerEdward Jones
- Kyle KubotaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Antonio H. KwanAk Global Asset Management, LLC
- Antonio S. KwokAk Global Asset Management, LLC
- Vincent B. LamarcaValic Financial Advisors, Inc.
- Kristen L. LawState Farm Investment Management Corp. · Chartered Financial Consultant
- Michael LentVeris Wealth Partners, LLC
- Ryan S. LeonardJ.P. Morgan Securities LLC
- Nicholas L. LevinsonApella Wealth · Certified Financial Planner
- Jonathan W. LewMorgan Stanley
- Lois A. LeynseCetera Investment Advisers LLC
- David A. LiberioInfinity Financial Services Advisory
- Kylie L. LindquistMorgan Stanley
- Agnieszka Z. LinskyFalcon Bridge Capital
- Jeff M. LoventhalJ.P. Morgan Securities LLC
- Paul D. LowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John L. MacchiMorgan Stanley
- Yudith L. Macedo JimenezJ.P. Morgan Securities LLC
- April B. MachadoMorgan Stanley
- Carol MackewiczAmeriprise Financial Services, LLC
- Martha C. MadridMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Donovan J. MaloneGreenbook Financial · Certified Financial Planner
- Dylan MannLiberty Wealth Management, LLC
- Timothy G. MansellPfg Advisors · Certified Financial Planner
- Stephen E. MantzourisLiberty Wealth Management, LLC
- Ricardo Martell Jr.Morgan Stanley
- Roland MartinRaymond James Financial Services Advisors, Inc.
- Zlatko MartinicGamma Investing LLC · Chartered Financial Analyst
- Martha J. MastracciStrategic Advisers LLC
- Jason S. MatthewsGibson Monroe Wealth Advisors
- Patrick C. McGintyMorgan Stanley
- Michael C. McKeanInfinity Financial Services Advisory
- Sean F. McKennaMorgan Stanley
- Molly A. McKenna RedfieldMorgan Stanley
- Adam J. McNultyLiberty Wealth Management, LLC · Certified Financial Planner
- Lucas McNultyLiberty Wealth Management, LLC
- Yun C. MessinaJ.P. Morgan Securities LLC
- Meghan A. MillerMorgan Stanley
- Patricia G. MitchellMorgan Stanley
- Ethan MobergMorgan Stanley
- William S. MonstedInfinity Financial Services Advisory
- Michael J. MorrisseyVanguard Personalized Indexing Management · Certified Financial Planner
- Jocelyn MortensenPublic Resources Advisory Group
- Douglas K. MossOn Investment Management Co.
- Sohail NajiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Edwin L. NgaiCharles Schwab & Co., Inc.
- Douglas NisenJ.P. Morgan Securities LLC
- Stephen W. NykampFisher Investments · Certified Financial Planner
- Akintayo O. OgundiyaStrategic Advisers LLC
- Brett OlandCharles Schwab & Co., Inc.
- Anthony OrozcoInfinity Financial Services Advisory
- Gilbert OrozcoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael R. OsterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Patrick O. OswaldMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Benjamin PackardLula Financial
- Aneta M. PalicaInfinity Financial Services Advisory
- Frank E. Pare Jr.Pf Wealth Management Group, LLC · Certified Financial Planner
- Matthew C. PataneValic Financial Advisors, Inc.
- Joshua P. PatchikFrec
- Elliott A. PeigenInfinity Financial Services Advisory
- Michael J. PeriMorgan Stanley
- Aaron K. PhillipsInfinity Financial Services Advisory
- Lewis B. PhillipsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tony PicoPico Associates
- Byron S. PogirNewfront Retirement Services, Inc.
- Pietro PuducayInfinity Financial Services Advisory
- John W. PulleyMorgan Stanley
- Xiao-Meng S. QiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Wei QianMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Justin D. RamirezForusall · Chartered Financial Analyst
- Maria R. RattoU.S. Bancorp Advisors, LLC
- Annie R. ReeseCharles Schwab & Co., Inc. · Certified Financial Planner
- Cole L. RicardoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Taylor M. RichardsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Penny K. RighthandEagle Strategies LLC
- Michael A. RobartsMorgan Stanley
- Andres RodriguezCharles Schwab & Co., Inc.
- Josue Rodriguez VargasCharles Schwab & Co., Inc.
- Philip RontellLiberty Wealth Management, LLC
- Hercules V. RosarioMorgan Stanley
- Robin E. RossMorgan Stanley
- Byron RubyFirn Advisors LLC
- Christopher Sales-SortoUBS Financial Services Inc.
- Michael S. SallHeron Finance
- Francisca M. SanchezMorgan Stanley
- Mark R. SanchezMorgan Stanley
- Timothy M. SanchezMorgan Stanley
- Karena I. SchwenkLincoln Investment
- Tom D. SciaraInfinity Financial Services Advisory
- Sharron ScogginsMorgan Stanley
- Timothy J. ScoreMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Shayan ShamsiStrategic Advisers LLC
- Amie C. ShapiroLula Financial
- Adam C. SharmaSharma Everyday Finance
- James T. ShenForusall
- Dwayne T. ShirakuraInfinity Financial Services Advisory
- Kenneth S. Silva-Ballard Jr.Communitas Financial Planning Pbc
- Randall W. SilveyInfinity Financial Services Advisory
- Jonah E. SimenauerStrategic Advisers LLC
- Steven SingletonRaymond James Investment Management
- Anthony SmithSecure Investment Management, LLC · Certified Financial Planner
- Lawrence E. SneedState Farm Investment Management Corp. · Chartered Financial Consultant
- John K. SpeesGranite Capital
- Aaron C. StasulisInfinity Financial Services Advisory
- Steve StevensCharles Schwab & Co., Inc.
- John StrattonWealth Enhancement Advisory Services, LLC · Certified Financial Planner, Chartered Financial Analyst
- Mary Jane L. SullivanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jane E. SwanVeris Wealth Partners, LLC · Chartered Financial Analyst
- Lindsey D. SwansonWe Financial Group · Certified Financial Planner
- Thomas W. SwiftFinancial Avengers, Inc.
- Terry J. SzilasiInfinity Financial Services Advisory · Chartered Financial Consultant
- Elizabeth E. TaylorElla Financial Advising · Certified Financial Planner
- Veronica K. TaylorWorld Investment Advisors, LLC
- Joseph TheamEquitable Advisors, LLC
- Glenn A. TomPersonal Best Financial LLC · Certified Financial Planner
- Long N. TranCreative Planning · Certified Financial Planner
- David D. TraversoMorgan Stanley
- David A. TraversoMorgan Stanley
- Shevick A. VanderweyWespac Advisors, LLC
- Arleen-Grace S. VatuveiU.S. Bancorp Advisors, LLC
- Cheryl L. VeselyBalance Financial Planning, LLC · Certified Financial Planner
- Susan R. Vidalon-SuzukiEquitable Advisors, LLC
- Nancy J. VonhofMorgan Stanley
- John M. WallingInfinity Financial Services Advisory
- Mark L. WalshWalsh Financial Consulting · Certified Financial Planner
- Shiqi WangMorgan Stanley
- Michael L. WelchWealth Enhancement Advisory Services, LLC
- Robert C. WelchWealth Enhancement Advisory Services, LLC
- David C. WhalenMorgan Stanley
- Josephine T. WhiteMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Robert S. WilkinsonLPL Financial LLC
- Troy R. WillcoxInfinity Financial Services Advisory
- Barry J. WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David W. WilliamsMorgan Stanley
- Jain L. WilliamsState Farm Investment Management Corp. · Chartered Financial Consultant
- Brett M. WipplerLiberty Wealth Management, LLC
- Daryl K. WongTula Investment Group LLC
- Joyce WongAmeriprise Financial Services, LLC
- Maria S. WongState Farm Investment Management Corp. · Chartered Financial Consultant
- Pauline W. WongMorgan Stanley
- Amber L. WoodsLula Financial
- Leon T. WorthyJ.P. Morgan Securities LLC
- Kelly S. WrightState Farm Investment Management Corp. · Chartered Financial Consultant
- William O. WrightInfinity Financial Services Advisory · Certified Financial Planner
- Xiao Feng WuCharles Schwab & Co., Inc.
- Ying Juan XieMorgan Stanley · Certified Financial Planner
- Stephisha G. Ycoy-WaltonPfs Investments Inc.
- Jane K. YooJane Financial, LLC · Certified Financial Planner
- Christina K. YorkCharles Schwab & Co., Inc. · Certified Financial Planner, Chartered Financial Consultant
- Sherwood YuenVanguard Personalized Indexing Management
- John ZamboangaInfinity Financial Services Advisory
- Yusi ZhangInfinity Financial Services Advisory · Certified Financial Planner
- Jianjun ZhuCetera Investment Advisers LLC
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Oakland, CA?
282 investment adviser representatives are registered at firm offices in Oakland, California, according to the SEC's Investment Adviser Public Disclosure records. 183 of them are also registered as broker representatives, and 37 list the CFP designation.
Which firm has the most financial advisors in Oakland?
Morgan Stanley, with 51 registered advisors in Oakland, followed by Infinity Financial Services Advisory with 27.
How do I check a financial advisor in Oakland?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.