Asset manager · Oakland, CA
Vanguard Personalized Indexing Management
SEC-registered investment adviser · CRD 285366 · SEC 801-114487
At a glance
Vanguard Personalized Indexing Management is an SEC-registered investment adviser based in Oakland, California, with $11.4 billion in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is other investment advisers, and it reports 1 individual clients. By Form ADV it is a asset manager, ranked 487th of 3,218 asset managers and 1,260th of 17,210 SEC-registered advisers by assets.
Main office 844-317-5190advisors.vanguard.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $11B
- Rank among asset managers
- #487 of 3,218
- Rank among all SEC RIAs
- #1,260 of 17,210
- Rank in California
- #130 of 1,873
- Individual clients
- 1
- High-net-worth clients
- 1
- Accounts
- 4,085
- Discretionary
- 100% of AUM
- Employees
- 39
- Advisory staff
- 6
- Offices
- 8
Owners and executives on its Form ADV
- Marc C. StewartChief Compliance Officer
- Amma A. BoatengPresident
- Vernita M. ExumVice President
- John W. BendlDirector
- Carrie A. SimonsChief Financial Officer
- John E. SchadlVice President
- Amber L. BrestowskiVice President
- Mary C. CosbyVice President
Custody and brokerage
Broker-dealer
Hybrid RIA
Vanguard Personalized Indexing Management is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Vanguard Marketing Corporation.
- Vanguard Marketing Corporation ↗CRD 7452
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 203 | $11B | 99% |
| Corporations or other businesses | 1 | $66M | <1% |
| High-net-worth individuals | 1 | $2M | <1% |
Disciplinary disclosures
Vanguard Personalized Indexing Management answers yes to 112 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗advisors.vanguard.com ↗
AtlasMembers
The full record on Vanguard Personalized Indexing Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 524 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Vanguard Personalized Indexing Management manage?
Vanguard Personalized Indexing Management reports $11.4 billion in regulatory assets under management across 4,085 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Vanguard Personalized Indexing Management?
Vanguard Personalized Indexing Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Vanguard Personalized Indexing Management’s clients?
By assets, its largest client types are other investment advisers ($11.3 billion, 203 clients); corporations or other businesses ($66 million, 1 clients); high-net-worth individuals ($2 million, 1 clients).
Does Vanguard Personalized Indexing Management have any disciplinary history?
Vanguard Personalized Indexing Management answers yes to 112 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Vanguard Personalized Indexing Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →