Chief Compliance Officer · Vanguard Advisers, Inc.
Marc C. Stewart
CRD 2688699 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Vanguard Advisers, Inc., an SEC-registered wealth manager based in Malvern, PA with $344.6 billion in regulatory assets, lists Marc C. Stewart on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Marc at 1 other registered adviser.
Firms and roles
- Vanguard Advisers, Inc.Chief Compliance OfficerWealth manager · Malvern, PA · $345B in regulatory assets
- Vanguard Personalized Indexing ManagementChief Compliance OfficerAsset manager · Oakland, CA · $11B in regulatory assets
AtlasMembers
Marc’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Amma A. BoatengDirector, Vanguard Advisers, Inc.
- John W. BendlDirector, Vanguard Advisers, Inc.
- Joanna M. RotenbergChair & Director, Vanguard Advisers, Inc.
- Carrie A. SimonsChief Financial Officer, Vanguard Advisers, Inc.
- John E. SchadlDirector, Vanguard Advisers, Inc.
3 more people named with Marc on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Marc’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.