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Managing Director · Vanguard Group Inc

Joanna M. Rotenberg

CRD 7559067 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Vanguard Group Inc, an SEC-registered asset manager based in Malvern, PA with $11.1 trillion in regulatory assets, lists Joanna M. Rotenberg on its Form ADV as Managing Director, a control person. The SEC filings also name Joanna at 1 other registered adviser.

Firms and roles

AtlasMembers

Joanna’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (29)

24 more people named with Joanna on the same filings, with titles and firms. Free in Atlas with a free account.

See all 29 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joanna’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.