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Chief Financial Officer · Vanguard Capital Management, LLC

Carrie A. Simons

CRD 2827235 · Named on Form ADV at 6 SEC-registered advisers

At a glance

Vanguard Capital Management, LLC, an SEC-registered asset manager based in Malvern, PA with $8.4 trillion in regulatory assets, lists Carrie A. Simons on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Carrie at 5 other registered advisers.

Firms and roles

AtlasMembers

Carrie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
6 firmsLocked
Control-person status
6 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (25)

20 more people named with Carrie on the same filings, with titles and firms. Free in Atlas with a free account.

See all 25 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carrie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.