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Asset manager · Malvern, PA

Vanguard Portfolio Management, LLC

SEC-registered investment adviser · CRD 338003 · SEC 801-134587

At a glance

Vanguard Portfolio Management, LLC is an SEC-registered investment adviser based in Malvern, Pennsylvania, with $2.7 trillion in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 8th of 3,218 asset managers and 8th of 17,210 SEC-registered advisers by assets.

Main office 610-669-1000As filed on Form ADV

Regulatory AUM
$2.66T
Rank among asset managers
#8 of 3,218
Rank among all SEC RIAs
#8 of 17,210
Rank in Pennsylvania
#3 of 564
Clients
101
Accounts
101
Discretionary
100% of AUM
Employees
105
Advisory staff
105
Offices
3

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Vanguard Portfolio Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Vanguard Investments Canada Inc. and Vanguard Marketing Corporation.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies101$2.66T100%

Disciplinary disclosures

Vanguard Portfolio Management, LLC answers yes to 106 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for investment companies
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management
  • Other

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Vanguard Portfolio Management, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 35 peers of its type and size
Locked
Owners and executives, with titles and stakes
7 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
5Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Vanguard Portfolio Management, LLC manage?

Vanguard Portfolio Management, LLC reports $2.7 trillion in regulatory assets under management across 101 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 21, 2026.

What kind of firm is Vanguard Portfolio Management, LLC?

Vanguard Portfolio Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.

Who are Vanguard Portfolio Management, LLC’s clients?

By assets, its largest client types are investment companies ($2.7 trillion, 101 clients).

Does Vanguard Portfolio Management, LLC have any disciplinary history?

Vanguard Portfolio Management, LLC answers yes to 106 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Vanguard Portfolio Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →