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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Oakland, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Oakland, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Oakland, out of 21,098 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Oakland, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Oakland

All Oakland advisors →

Morgan Stanley 51Infinity Financial Services Advisory 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 23Charles Schwab & Co., Inc. 18Liberty Wealth Management, LLC 14J.P. Morgan Securities LLC 11Strategic Advisers LLC 9Wealth Enhancement Advisory Services, LLC 7State Farm Investment Management Corp. 6Forusall 4Valic Financial Advisors, Inc. 4Vanguard Personalized Indexing Management 4

Questions

How many financial advisors does LPL Financial LLC have in Oakland?

4 investment adviser representatives are registered at LPL Financial LLC offices in Oakland, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Oakland?

LPL Financial LLC ranks number 10 in Oakland by registered advisors; Morgan Stanley has the most, with 51.

How do I check a LPL Financial LLC advisor in Oakland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.