Owner and Chief Compliance Officer · Curtis Financial Planning
Catherine Curtis
CRD 1644947 · Named on Form ADV at one SEC-registered adviser
At a glance
Curtis Financial Planning, an SEC-registered wealth manager with $164 million in regulatory assets, lists Catherine Curtis on its Form ADV as Owner and Chief Compliance Officer, a control person.
Firms and roles
- Curtis Financial PlanningOwner and Chief Compliance OfficerWealth manager · United States · $164M in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.