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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in San Marcos, CA

Every SEC-registered investment adviser representative at a firm office in San Marcos, with the firms that employ the most of them.

49 registered advisors work in San Marcos; the most are at Edward Jones (9). 5 list the CFP designation and 38 are also registered broker representatives.

Firms with the most advisors in San Marcos

FirmAdvisors in San Marcos
Edward Jones news9
LPL Financial LLC news6
Cetera Investment Advisers LLC news3
Strategic Advisers LLC3
U.S. Bancorp Advisors, LLC3
J.P. Morgan Securities LLC news2
Oneamerica Securities, Inc.2
State Farm Investment Management Corp.2
All Seasons Investment Advisors, Inc.1
Allen James Financial LLC1
Ameriprise Financial Services, LLC news1
Anora Wealth1
Brooklyn Fi, LLC1
Concurrent Investment Advisors, LLC news1
Hemispheres Investment Management1
Hsbc Securities (USA) Inc.1
Kingsview Wealth Management, LLC news1
LPL Enterprise, LLC news1
McWilliams Asset Management Inc.1
Morgan Stanley news1
Pezzi Wealth Management LLC1
Pgim Investments LLC1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Tide Cove Capital Partners LLC1

Advisors in San Marcos, A to Z

CFP advisors in San Marcos →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in San Marcos, CA?

49 investment adviser representatives are registered at firm offices in San Marcos, California, according to the SEC's Investment Adviser Public Disclosure records. 38 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in San Marcos?

Edward Jones, with 9 registered advisors in San Marcos, followed by LPL Financial LLC with 6.

How do I check a financial advisor in San Marcos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.