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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Utah

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Utah, by city and A to Z.

The short answer

23 registered advisors work at UBS Financial Services Inc. in Utah, out of 8,476 nationwide; it's the firm's number 37 state by advisors, and the most are in Salt Lake City (16). 1 list the CFP designation and 23 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Utah

Every firm in Utah →

Salt Lake City 16Park City 3Eden 1Heber City 1Kamas 1Lehi 1

UBS Financial Services Inc. advisors in Utah, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,265California 1,093New Jersey 954Florida 677Texas 582Ohio 409Illinois 283Massachusetts 275North Carolina 219Connecticut 217Tennessee 212Washington 192Colorado 182Michigan 171Minnesota 169Georgia 160Pennsylvania 148District of Columbia 118Maryland 103Arizona 78Oregon 77Virginia 69Missouri 61Indiana 58Nebraska 55South Carolina 53Wisconsin 53Nevada 52Maine 44New Hampshire 41Kentucky 40Oklahoma 33Louisiana 30Rhode Island 27Hawaii 24Iowa 21Kansas 20Idaho 19Alaska 16Vermont 14Montana 13New Mexico 13South Dakota 11Alabama 9Delaware 8Mississippi 7North Dakota 6Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Utah?

23 investment adviser representatives are registered at UBS Financial Services Inc. offices in Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 at the firm nationwide. 1 list the CFP designation and 23 are also registered as broker representatives.

Where in Utah does UBS Financial Services Inc. have the most advisors?

Salt Lake City, with 16, then Park City (3). UBS Financial Services Inc. has advisors in 6 cities in Utah.

How do I check a UBS Financial Services Inc. advisor in Utah?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.