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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Salt Lake City, UT

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Salt Lake City, A to Z.

The short answer

16 registered advisors work at UBS Financial Services Inc. in Salt Lake City, out of 8,476 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 16 are also registered broker representatives.

UBS Financial Services Inc. advisors in Salt Lake City, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Salt Lake City

All Salt Lake City advisors →

Strategic Advisers LLC 634Wells Fargo Clearing Services, LLC 210Merrill Lynch, Pierce, Fenner & Smith Incorporated 50Morgan Stanley 45Wasatch Advisors LP 38LPL Financial LLC 34J.P. Morgan Securities LLC 30Ameriprise Financial Services, LLC 18Crewe Advisors 18Raymond James Financial Services Advisors, Inc. 18Sepio Capital, LP 16Albion Financial Group 14

Questions

How many financial advisors does UBS Financial Services Inc. have in Salt Lake City?

16 investment adviser representatives are registered at UBS Financial Services Inc. offices in Salt Lake City, Utah, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 16 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Salt Lake City?

UBS Financial Services Inc. ranks number 12 in Salt Lake City by registered advisors; Strategic Advisers LLC has the most, with 634.

How do I check a UBS Financial Services Inc. advisor in Salt Lake City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.