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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Pennsylvania

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Pennsylvania, by city and A to Z.

The short answer

148 registered advisors work at UBS Financial Services Inc. in Pennsylvania, out of 8,475 nationwide; it's the firm's number 17 state by advisors, and the most are in Philadelphia (57). 16 list the CFP designation and 148 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Pennsylvania

Every firm in Pennsylvania →

Philadelphia 57Conshohocken 24Newtown 18Canonsburg 17Pittsburgh 17Sewickley 11Conshocken 4Erie 3Lafayette Hill 1York Haven 1

UBS Financial Services Inc. advisors in Pennsylvania, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Pennsylvania?

148 investment adviser representatives are registered at UBS Financial Services Inc. offices in Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 16 list the CFP designation and 148 are also registered as broker representatives.

Where in Pennsylvania does UBS Financial Services Inc. have the most advisors?

Philadelphia, with 57, then Conshohocken (24). UBS Financial Services Inc. has advisors in 10 cities in Pennsylvania.

How do I check a UBS Financial Services Inc. advisor in Pennsylvania?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.