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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Texas

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Texas, by city and A to Z.

The short answer

582 registered advisors work at UBS Financial Services Inc. in Texas, out of 8,475 nationwide; it's the firm's number 5 state by advisors, and the most are in Houston (186). 29 list the CFP designation and 582 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Texas

Every firm in Texas →

Houston 186Dallas 137Austin 49Plano 49San Antonio 22The Woodlands 17Ft. Worth 15Sugar Land 14Midland 11Beaumont 9Tyler 9McAllen 8College Station 7Corpus Christi 7Fort Worth 7Fort Worth 4San Angelo 4Keller 2Leander 2Magnolia 2Addison 1Allen 1Anderson 1Bay City 1Bellaire 1Carrollton 1Coldspring 1Conroe 1Edinburg 1El Paso 1Fairfield 1Forney 1Frisco 1Grapevine 1Haslet 1Hurst 1Kyle 1McKinney 1Nocona 1Richardson 1Weatherford 1

UBS Financial Services Inc. advisors in Texas, A to Z (first 500 of 582)

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Texas?

582 investment adviser representatives are registered at UBS Financial Services Inc. offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 29 list the CFP designation and 582 are also registered as broker representatives.

Where in Texas does UBS Financial Services Inc. have the most advisors?

Houston, with 186, then Dallas (137). UBS Financial Services Inc. has advisors in 41 cities in Texas.

How do I check a UBS Financial Services Inc. advisor in Texas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.