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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Tyler, TX

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Tyler, A to Z.

9 registered advisors work at UBS Financial Services Inc. in Tyler, out of 9,018 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in Tyler, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127

Other firms in Tyler

All Tyler advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 28LPL Financial LLC 26Edward Jones 16Wells Fargo Clearing Services, LLC 10Kestra Advisory Services, LLC 8Cetera Investment Advisers LLC 6Ameriprise Financial Services, LLC 5Eagle Strategies LLC 5Osaic Wealth, Inc. 5State Farm Investment Management Corp. 5&Partners 4Lasalle St. Investment Advisors, L.L.C. 4

Questions

How many financial advisors does UBS Financial Services Inc. have in Tyler?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in Tyler, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Tyler?

UBS Financial Services Inc. ranks number 5 in Tyler by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 28.

How do I check a UBS Financial Services Inc. advisor in Tyler?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.