Adviser and broker representative · UBS Financial Services Inc.
Janette G. Prichard
CRD 1014765 · San Antonio, TX
At a glance
Janette G. Prichard is an investment adviser representative with UBS Financial Services Inc. in San Antonio, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Janette’s SEC record dates to 1991, about 35 years ago. Janette is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since January 1991San Antonio, TX · $916B in regulatory assets
SEC adviser record
- Registered since
- 1991 (35 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Janette’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.