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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Carrollton, TX

Every SEC-registered investment adviser representative at a firm office in Carrollton, with the firms that employ the most of them.

94 registered advisors work in Carrollton; the most are at Fisher\smb (42). 0 list the CFP designation and 38 are also registered broker representatives.

Firms with the most advisors in Carrollton

FirmAdvisors in Carrollton
Fisher\smb42
Strategic Advisers LLC7
Edward Jones news5
State Farm Investment Management Corp.5
J.P. Morgan Securities LLC news4
Tiaa-Cref Individual & Institutional Services, LLC4
Farris Capital Management Inc.3
LPL Financial LLC news3
Ae Wealth Management, LLC2
Cetera Investment Advisers LLC news2
MML Investors Services, LLC2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Apricity Financial, LLC1
Beacon Pointe Advisors, LLC news1
Bfc Planning, Inc.1
Cambridge Investment Research Advisors, Inc. news1
Cetera Planning Partners news1
Ga Bishop And Associates, LLC1
Komons Financial LLC1
Martino Capital, LLC1
Oneway Financial, LLC1
Osaic Wealth, Inc. news1
PNC Wealth Management LLC1
Rahlfs Capital, LLC1
UBS Financial Services Inc. news1

Advisors in Carrollton, A to Z

Search all of Texas →

Other cities in Texas

All of Texas →

Houston 5,014Dallas 4,082Austin 3,691Plano 3,256San Antonio 1,899Fort Worth 1,700Westlake 1,495Frisco 804The Woodlands 588Southlake 343Sugar Land 331El Paso 266McKinney 241Lubbock 233Katy 225Tyler 219Arlington 207Irving 198Richardson 193Corpus Christi 186Spring 171Amarillo 165Addison 147Allen 147

Questions

How many financial advisors are in Carrollton, TX?

94 investment adviser representatives are registered at firm offices in Carrollton, Texas, according to the SEC's Investment Adviser Public Disclosure records. 38 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Carrollton?

Fisher\smb, with 42 registered advisors in Carrollton, followed by Strategic Advisers LLC with 7.

How do I check a financial advisor in Carrollton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.