Adviser and broker representative · LPL Financial LLC
Simha R. Portnoy
CRD 4761907 · Carrollton, TX
At a glance
Simha R. Portnoy is an investment adviser representative with LPL Financial LLC in Carrollton, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Simha’s SEC record dates to 2005, about 21 years ago. Simha is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince August 2025Carrollton, TX · $819B in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Simha’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.