Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Indiana

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Indiana, by city and A to Z.

The short answer

58 registered advisors work at UBS Financial Services Inc. in Indiana, out of 8,475 nationwide; it's the firm's number 25 state by advisors, and the most are in Indianapolis (39). 5 list the CFP designation and 58 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Indiana

Every firm in Indiana →

Indianapolis 39Fort Wayne 8Mishawaka 4Bloomington 1Carmel 1Fishers 1Pendleton 1Terre Haute 1Worthington 1

UBS Financial Services Inc. advisors in Indiana, A to Z

Search by name →

UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Indiana?

58 investment adviser representatives are registered at UBS Financial Services Inc. offices in Indiana, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 5 list the CFP designation and 58 are also registered as broker representatives.

Where in Indiana does UBS Financial Services Inc. have the most advisors?

Indianapolis, with 39, then Fort Wayne (8). UBS Financial Services Inc. has advisors in 9 cities in Indiana.

How do I check a UBS Financial Services Inc. advisor in Indiana?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.