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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Indianapolis, IN

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Indianapolis, A to Z.

The short answer

38 registered advisors work at UBS Financial Services Inc. in Indianapolis, out of 8,476 at the firm nationwide; it ranks number 14 in the city by advisors. 4 list the CFP designation and 38 are also registered broker representatives.

UBS Financial Services Inc. advisors in Indianapolis, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Indianapolis

All Indianapolis advisors →

Schwab Wealth Advisory, Inc. 160Charles Schwab & Co., Inc. 158Oneamerica Securities, Inc. 128Morgan Stanley 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 99Ameriprise Financial Services, LLC 67MML Investors Services, LLC 62J.P. Morgan Securities LLC 55LPL Enterprise, LLC 51Cetera Investment Advisers LLC 49Thurston Springer Advisors 48Stifel, Nicolaus & Company, Incorporated 44

Questions

How many financial advisors does UBS Financial Services Inc. have in Indianapolis?

38 investment adviser representatives are registered at UBS Financial Services Inc. offices in Indianapolis, Indiana, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 4 list the CFP designation and 38 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Indianapolis?

UBS Financial Services Inc. ranks number 14 in Indianapolis by registered advisors; Schwab Wealth Advisory, Inc. has the most, with 160.

How do I check a UBS Financial Services Inc. advisor in Indianapolis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.