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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in North Dakota

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in North Dakota, by city and A to Z.

The short answer

6 registered advisors work at UBS Financial Services Inc. in North Dakota, out of 8,476 nationwide; it's the firm's number 49 state by advisors, and the most are in Fargo (6). 0 list the CFP designation and 6 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in North Dakota

Every firm in North Dakota →

Fargo 6

UBS Financial Services Inc. advisors in North Dakota, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,265California 1,093New Jersey 954Florida 677Texas 582Ohio 409Illinois 283Massachusetts 275North Carolina 219Connecticut 217Tennessee 212Washington 192Colorado 182Michigan 171Minnesota 169Georgia 160Pennsylvania 148District of Columbia 118Maryland 103Arizona 78Oregon 77Virginia 69Missouri 61Indiana 58Nebraska 55South Carolina 53Wisconsin 53Nevada 52Maine 44New Hampshire 41Kentucky 40Oklahoma 33Louisiana 30Rhode Island 27Hawaii 24Utah 23Iowa 21Kansas 20Idaho 19Alaska 16Vermont 14Montana 13New Mexico 13South Dakota 11Alabama 9Delaware 8Mississippi 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in North Dakota?

6 investment adviser representatives are registered at UBS Financial Services Inc. offices in North Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 at the firm nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Where in North Dakota does UBS Financial Services Inc. have the most advisors?

Fargo, with 6. UBS Financial Services Inc. has advisors in 1 city in North Dakota.

How do I check a UBS Financial Services Inc. advisor in North Dakota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.