Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Sugar Land, TX
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Sugar Land, A to Z.
The short answer
15 registered advisors work at UBS Financial Services Inc. in Sugar Land, out of 8,476 at the firm nationwide; it ranks number 7 in the city by advisors. 2 list the CFP designation and 15 are also registered broker representatives.
UBS Financial Services Inc. advisors in Sugar Land, A to Z
Every UBS Financial Services Inc. advisor →- Michael D. BrooksAlso a broker rep
- Kent S. ButlerAlso a broker rep
- Richard J. ChildsAlso a broker rep
- Evan S. De Los SantosAlso a broker rep
- Brian R. DodsonCertified Financial Planner · Also a broker rep
- Marcela GalvanAlso a broker rep
- Dale R. HeysseAlso a broker rep
- Dongyue JiangCertified Financial Planner · Also a broker rep
- Heather MayAlso a broker rep
- Howard Rogers Jr.Also a broker rep
- Jason J. ValentzAlso a broker rep
- Allen J. Van MaanenAlso a broker rep
- Keith A. A. WeidemannAlso a broker rep
- Jean M. WollenbergAlso a broker rep
- John B. ZodrowAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Sugar Land
All Sugar Land advisors →Strategic Advisers LLC 27J.P. Morgan Securities LLC 22Merrill Lynch, Pierce, Fenner & Smith Incorporated 22LPL Financial LLC 20Ameriprise Financial Services, LLC 18Morgan Stanley 18Wells Fargo Clearing Services, LLC 13Edward Jones 11Wells Fargo Advisors Financial Network, LLC 10Lincoln Investment 9Rwm Capital, LLC 9Osaic Wealth, Inc. 7
Questions
How many financial advisors does UBS Financial Services Inc. have in Sugar Land?
15 investment adviser representatives are registered at UBS Financial Services Inc. offices in Sugar Land, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 2 list the CFP designation and 15 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Sugar Land?
UBS Financial Services Inc. ranks number 7 in Sugar Land by registered advisors; Strategic Advisers LLC has the most, with 27.
How do I check a UBS Financial Services Inc. advisor in Sugar Land?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.