Adviser and broker representative · UBS Financial Services Inc.
Ray L. Burns Jr.
CRD 1571741 · Houston, TX
At a glance
Ray L. Burns Jr. is an investment adviser representative with UBS Financial Services Inc. in Houston, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ray’s SEC record dates to 1994, about 32 years ago. Ray is also registered as a broker representative.
Current advisory firm
- UBS Financial Services Inc.Since June 2013Houston, TX · $916B in regulatory assets
SEC adviser record
- Registered since
- 1994 (32 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Ray’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.