Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Plano, TX
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Plano, A to Z.
49 registered advisors work at UBS Financial Services Inc. in Plano, out of 9,018 at the firm nationwide; it ranks number 5 in the city by advisors. 7 list the CFP designation and 49 are also registered broker representatives.
UBS Financial Services Inc. advisors in Plano, A to Z
Every UBS Financial Services Inc. advisor →- Dario AguilarCertified Financial Planner · Also a broker rep
- Mark S. BianchinAlso a broker rep
- Byron BrooksAlso a broker rep
- Jayme BurkCertified Financial Planner · Also a broker rep
- Susan T. ChristmanAlso a broker rep
- Bruce B. DieterlenCertified Financial Planner · Also a broker rep
- Benjie B. EsguerraAlso a broker rep
- Charles A. EspeyAlso a broker rep
- Melanie EubanksAlso a broker rep
- Patrick M. M. EvansAlso a broker rep
- Lisanne M. GlewAlso a broker rep
- Mark W. HaganAlso a broker rep
- Marc A. HamlinAlso a broker rep
- Monda D. HannaAlso a broker rep
- Mitchell HansenAlso a broker rep
- Nicholas O. HeremCertified Financial Planner · Also a broker rep
- Steve M. HerrmannAlso a broker rep
- Brianne M. ImperialCertified Financial Planner · Also a broker rep
- Laura IrvingAlso a broker rep
- John M. KeverAlso a broker rep
- Ira D. KravitzAlso a broker rep
- Grace E. KuAlso a broker rep
- Harry A. LarosiliereCertified Financial Planner · Also a broker rep
- Steve LiddellAlso a broker rep
- Rick J. LinkAlso a broker rep
- Patrick R. McCullerAlso a broker rep
- Michael S. McMeansAlso a broker rep
- Armani MillerAlso a broker rep
- Milton A. Morse IIIAlso a broker rep
- Shawn G. NicholasAlso a broker rep
- Monica L. PayneAlso a broker rep
- Viet T. PhanCertified Financial Planner · Also a broker rep
- Michael J. PiccoAlso a broker rep
- Megan L. PortacciAlso a broker rep
- Bruce E. PrattAlso a broker rep
- Cynthia A. PuckettAlso a broker rep
- Ryan L. RaberAlso a broker rep
- Jose J. San RomanAlso a broker rep
- Nicholas SchoonAlso a broker rep
- Robert R. Senter IIIAlso a broker rep
- Lisa F. SherrodAlso a broker rep
- Nathan W. SmithAlso a broker rep
- Lauren K. SnowdenAlso a broker rep
- Peter M. TarantinoAlso a broker rep
- Deanna L. TaylorAlso a broker rep
- Scot TranthamAlso a broker rep
- Hunter B. VehslageAlso a broker rep
- Brandon R. WilkAlso a broker rep
- Janice J. WrightChartered Financial Consultant · Also a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127
Other firms in Plano
All Plano advisors →Fisher Investments 1,880Vanguard Advisers, Inc. 230J.P. Morgan Securities LLC 212Strategic Advisers LLC 50Ameriprise Financial Services, LLC 48Morgan Stanley 39Edward Jones 31Transamerica Financial Advisors, LLC 31LPL Financial LLC 29Charles Schwab & Co., Inc. 27LPL Enterprise, LLC 27Retirement Planners Of America 27
Questions
How many financial advisors does UBS Financial Services Inc. have in Plano?
49 investment adviser representatives are registered at UBS Financial Services Inc. offices in Plano, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 7 list the CFP designation and 49 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Plano?
UBS Financial Services Inc. ranks number 5 in Plano by registered advisors; Fisher Investments has the most, with 1,880.
How do I check a UBS Financial Services Inc. advisor in Plano?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.