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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dana Point, CA

Every SEC-registered investment adviser representative at a firm office in Dana Point, with the firms that employ the most of them.

46 registered advisors work in Dana Point; the most are at LPL Financial LLC (6). 0 list the CFP designation and 36 are also registered broker representatives.

Firms with the most advisors in Dana Point

FirmAdvisors in Dana Point
LPL Financial LLC news6
Osaic Wealth, Inc. news5
Charles Schwab & Co., Inc. news4
Strategic Advisers LLC4
Edward Jones news3
Laguna Wealth Advisors, LLC3
The Clark Group Asset Management3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Planmember Securities Corporation2
Raymond James & Associates, Inc. news2
&Partners news1
Cetera Investment Advisers LLC news1
Chicago Capital Management Advisors, LLC1
Columbia Management Investment Advisers, LLC1
Compound Planning, Inc.1
Fortuna Investors LLC1
Haney Capital Management1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
Life By Design Investment Advisory Services1
RBC Capital Markets, LLC news1
Valley Wealth Strategies, LLC1

Advisors in Dana Point, A to Z

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Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Dana Point, CA?

46 investment adviser representatives are registered at firm offices in Dana Point, California, according to the SEC's Investment Adviser Public Disclosure records. 36 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Dana Point?

LPL Financial LLC, with 6 registered advisors in Dana Point, followed by Osaic Wealth, Inc. with 5.

How do I check a financial advisor in Dana Point?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.