Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Dana Point, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Dana Point, A to Z.
The short answer
6 registered advisors work at LPL Financial LLC in Dana Point, out of 21,094 at the firm nationwide; it ranks number 1 in the city by advisors. 3 list the CFP designation and 6 are also registered broker representatives.
LPL Financial LLC advisors in Dana Point, A to Z
Every LPL Financial LLC advisor →- Randal J. BressetteCertified Financial Planner · Also a broker rep
- Brian E. HaleAlso a broker rep
- Matthew J. JohnsonCertified Financial Planner · Also a broker rep
- Larry M. NewellAlso a broker rep
- James A. SummersAlso a broker rep
- Betsy WildeCertified Financial Planner · Also a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Dana Point
All Dana Point advisors →Osaic Wealth, Inc. 6Strategic Advisers LLC 5Charles Schwab & Co., Inc. 4Edward Jones 3The Clark Group Asset Management 3
Questions
How many financial advisors does LPL Financial LLC have in Dana Point?
6 investment adviser representatives are registered at LPL Financial LLC offices in Dana Point, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 6 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Dana Point?
LPL Financial LLC ranks number 1 in Dana Point by registered advisors, ahead of Osaic Wealth, Inc. (6).
How do I check a LPL Financial LLC advisor in Dana Point?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.