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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Dana Point, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Dana Point, A to Z.

The short answer

4 registered advisors work at Charles Schwab & Co., Inc. in Dana Point, out of 5,933 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Dana Point, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 788Lone Tree, CO 468Phoenix, AZ 425Orlando, FL 217Omaha, NE 201Austin, TX 197Indianapolis, IN 156New York City, NY 89Chicago, IL 88San Francisco, CA 70Richfield, OH 66St Louis, MO 61San Diego, CA 42Scottsdale, AZ 42Newport Beach, CA 40

Other firms in Dana Point

All Dana Point advisors →

LPL Financial LLC 6Osaic Wealth, Inc. 6Strategic Advisers LLC 5Edward Jones 3The Clark Group Asset Management 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Dana Point?

4 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Dana Point, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,933 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Dana Point?

Charles Schwab & Co., Inc. ranks number 4 in Dana Point by registered advisors; LPL Financial LLC has the most, with 6.

How do I check a Charles Schwab & Co., Inc. advisor in Dana Point?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.