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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in El Segundo, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in El Segundo, A to Z.

The short answer

9 registered advisors work at UBS Financial Services Inc. in El Segundo, out of 8,475 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in El Segundo, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in El Segundo

All El Segundo advisors →

Cetera Investment Advisers LLC 70Wells Fargo Clearing Services, LLC 58Morgan Stanley 45Merrill Lynch, Pierce, Fenner & Smith Incorporated 33J.P. Morgan Securities LLC 25Ameriprise Financial Services, LLC 21MML Investors Services, LLC 17LPL Financial LLC 12Regatta Capital Group, LLC 10Strategic Advisers LLC 10Wells Fargo Advisors Financial Network, LLC 9Validus Capital LLC 8

Questions

How many financial advisors does UBS Financial Services Inc. have in El Segundo?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in El Segundo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in El Segundo?

UBS Financial Services Inc. ranks number 11 in El Segundo by registered advisors; Cetera Investment Advisers LLC has the most, with 70.

How do I check a UBS Financial Services Inc. advisor in El Segundo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.