Financial ADVSR advisor directory · SEC adviser records
Regatta Capital Group, LLC financial advisors in El Segundo, CA
Every SEC-registered investment adviser representative at a Regatta Capital Group, LLC office in El Segundo, A to Z.
The short answer
10 registered advisors work at Regatta Capital Group, LLC in El Segundo, out of 12 at the firm nationwide; it ranks number 9 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.
Regatta Capital Group, LLC advisors in El Segundo, A to Z
Every Regatta Capital Group, LLC advisor →- Chloe L. BarnettCertified Financial Planner
- Lindsey DiranianInvestment adviser rep
- Erika S. JenkinsInvestment adviser rep
- Britt M. JoyceChartered Financial Analyst
- Spencer S. KellyInvestment adviser rep
- Lisa A. MarguliesInvestment adviser rep
- Russell R. MohbergCertified Financial Planner
- Grant C. NabellInvestment adviser rep
- Nicholas K. OzerCertified Financial Planner
- Benjamin N. SatterfieldInvestment adviser rep
Regatta Capital Group, LLC advisors in every city and state →Regatta Capital Group, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Regatta Capital Group, LLC advisors in other cities
Other firms in El Segundo
All El Segundo advisors →Cetera Investment Advisers LLC 70Wells Fargo Clearing Services, LLC 58Morgan Stanley 45Merrill Lynch, Pierce, Fenner & Smith Incorporated 33J.P. Morgan Securities LLC 25Ameriprise Financial Services, LLC 21MML Investors Services, LLC 17LPL Financial LLC 12Strategic Advisers LLC 10UBS Financial Services Inc. 9Wells Fargo Advisors Financial Network, LLC 9Validus Capital LLC 8
Questions
How many financial advisors does Regatta Capital Group, LLC have in El Segundo?
10 investment adviser representatives are registered at Regatta Capital Group, LLC offices in El Segundo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 12 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.
Is Regatta Capital Group, LLC one of the largest advisor employers in El Segundo?
Regatta Capital Group, LLC ranks number 9 in El Segundo by registered advisors; Cetera Investment Advisers LLC has the most, with 70.
How do I check a Regatta Capital Group, LLC advisor in El Segundo?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regatta Capital Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.