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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Studio City, CA

Every SEC-registered investment adviser representative at a firm office in Studio City, with the firms that employ the most of them.

The short answer

36 registered advisors work in Studio City; the most are at Prism Advisors, Inc. (5). 6 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Studio City

FirmAdvisors in Studio City
Prism Advisors, Inc.5
J.P. Morgan Securities LLC news4
Acap Asset Management, Inc.3
LPL Financial LLC news3
Alliancebernstein L.P.1
Assetmark, Inc.1
Brookside Capital Group LLC1
Edward Jones news1
Goldfarb Financial Management, LLC1
Innovative Wealth Building LLC1
Jdm Financial Group LLC1
John Hancock Investment Management LLC1
Kellogg Wealth Advisors, Inc.1
MML Investors Services, LLC1
Mertz Capital1
Osaic Wealth, Inc. news1
Private Advisor Group, LLC1
RBC Capital Markets, LLC news1
Regatta Capital Group, LLC1
Rsc Asset Management Group, LLC1
Stifel, Nicolaus & Company, Incorporated news1
Strategic Advisers LLC1
U.S. Bancorp Advisors, LLC1
UBS Financial Services Inc. news1
Virtus Investment Advisers, LLC1

Advisors in Studio City, A to Z

CFP advisors in Studio City →

Other cities in California

All of California →

San Diego 3,492Los Angeles 3,345San Francisco 3,218Newport Beach 1,784Irvine 1,663Pasadena 1,078Walnut Creek 1,053San Jose 913Beverly Hills 654Roseville 611Westlake Village 601Sacramento 583Palo Alto 511Torrance 485La Jolla 463Santa Barbara 424Carlsbad 422Menlo Park 417Fresno 416San Rafael 411El Segundo 407Woodland Hills 357San Mateo 350Long Beach 341

Questions

How many financial advisors are in Studio City, CA?

36 investment adviser representatives are registered at firm offices in Studio City, California, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Studio City?

Prism Advisors, Inc., with 5 registered advisors in Studio City, followed by J.P. Morgan Securities LLC with 4.

How do I check a financial advisor in Studio City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.