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Chief Compliance Officer · Prism Advisors, Inc.

Stacey K. Snow

CRD 4914756 · Named on Form ADV at one SEC-registered adviser

At a glance

Prism Advisors, Inc., an SEC-registered wealth manager based in Studio City, CA with $515 million in regulatory assets, lists Stacey K. Snow on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Prism Advisors, Inc.Chief Compliance OfficerWealth manager · Studio City, CA · $515M in regulatory assets

AtlasMembers

Stacey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stacey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.