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Financial ADVSR advisor directory · SEC adviser records

Prism Advisors, Inc. financial advisors in Studio City, CA

Every SEC-registered investment adviser representative at a Prism Advisors, Inc. office in Studio City, A to Z.

The short answer

5 registered advisors work at Prism Advisors, Inc. in Studio City, out of 5 at the firm nationwide; it ranks number 1 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Prism Advisors, Inc. advisors in Studio City, A to Z

Every Prism Advisors, Inc. advisor →

Prism Advisors, Inc. advisors in every city and state →Prism Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Studio City

All Studio City advisors →

LPL Financial LLC 4Wells Fargo Clearing Services, LLC 4Acap Asset Management, Inc. 3J.P. Morgan Securities LLC 3

Questions

How many financial advisors does Prism Advisors, Inc. have in Studio City?

5 investment adviser representatives are registered at Prism Advisors, Inc. offices in Studio City, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Prism Advisors, Inc. one of the largest advisor employers in Studio City?

Prism Advisors, Inc. ranks number 1 in Studio City by registered advisors, ahead of LPL Financial LLC (4).

How do I check a Prism Advisors, Inc. advisor in Studio City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prism Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.