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Managing Member, Co-Founder, Partner, and Chief Compliance Officer · Regatta Capital Group, LLC

Russell R. Mohberg

CRD 4354403 · Named on Form ADV at one SEC-registered adviser

At a glance

Regatta Capital Group, LLC, an SEC-registered wealth manager based in EL Segundo, CA with $1.6 billion in regulatory assets, lists Russell R. Mohberg on its Form ADV as Managing Member, Co-Founder, Partner, and Chief Compliance Officer, a control person.

Firms and roles

  • Regatta Capital Group, LLCManaging Member, Co-Founder, Partner, and Chief Compliance OfficerWealth manager · EL Segundo, CA · $1.6B in regulatory assets

AtlasMembers

Russell’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Spencer S. KellyPrincipal, Managing Member, Co-Founder, Partner, and Head of Advisory Services, Regatta Capital Group, LLC
  • Nicholas K. OzerPartner, Financial Advisor, and Director of Retirement Plans, Regatta Capital Group, LLC
  • Britt M. JoyceCo-Cio & Director of Endowments & Foundations, Regatta Capital Group, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Russell’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.